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Wayne Christopher Klatt
CRD#: 1865145
IA
Investment Adviser
B
Broker
ALLSTATE FINANCIAL ADVISORS, LLCCRD#: 109524 35 Pinelawn Rd Ste 123
Melville, NY 11747-3121
ALLSTATE FINANCIAL SERVICES, LLCCRD#: 18272 35 Pinelawn Rd Ste 123
Melville, NY 11747-3121
Registration History
19952000200520102015202020252 FIRMS2016 - 2020 (3 years)2 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - Present (4 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)2007 - 2015 (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2007 (6 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1998 - 2000 (2 years)BHSBC SECURITIES, INC. (CRD# 19585)1997 - 1998 (1 year)BNATWEST SECURITIES CORPORATION (CRD# 18238)1995 - 1995 (<1 year)BNATWEST INTERNATIONAL SECURITI... (CRD# 26123)1994 - 1995 (1 year)BHERZOG, HEINE, GEDULD, INC. (CRD# 2186)1992 - 1993 (<1 year)
Disclosure(s)
View By:
11/2/2015
Employment Separation After Allegations
License(s)

State Registrations

B
New York 11/7/2020

IA
New York 7/26/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524)
35 Pinelawn Rd Ste 123, Melville, NY 11747-3121
Registered with this firm since 11/6/2020

B
ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272)
35 Pinelawn Rd Ste 123, Melville, NY 11747-3121
Registered with this firm since 11/6/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/04/2018 - 09/22/2020 SIEBERT ADVISORNXT, INC. (CRD#:288572) Boca Raton, FL
B
01/10/2018 - 09/21/2020 MURIEL SIEBERT & CO., INC. (CRD#:5376) Miami, FL
IA
05/11/2016 - 01/02/2020 STOCKCROSS FINANCIAL SERVICES (CRD#:6670) Miami, FL
B
03/04/2016 - 01/02/2020 STOCKCROSS FINANCIAL SERVICES, INC. (CRD#:6670) Miami, FL
B
04/09/2007 - 12/02/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) NEW YORK, NY
B
10/18/2000 - 04/26/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
05/04/1998 - 10/02/2000 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
B
03/19/1997 - 05/27/1998 HSBC SECURITIES, INC. (CRD#:19585) NEW YORK CITY, NY
B
10/11/1995 - 11/02/1995 NATWEST SECURITIES CORPORATION (CRD#:18238) NEW YORK, NY
B
05/25/1994 - 10/05/1995 NATWEST INTERNATIONAL SECURITIES INC. (CRD#:26123) NEW YORK, NY
B
11/27/1992 - 03/26/1993 HERZOG, HEINE, GEDULD, INC. (CRD#:2186) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.