Individual Firm
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ROBERT WILLIAM STRAUS
ROBERT W STRAUS
CRD#: 1864807
IA
B
FOCUSED ALPHA, LLCCRD#: 310591 1401 LAWRENCE STREET
SUITE 1600
DENVER, CO 80202
SUITE 1600
DENVER, CO 80202
0
Disclosures
32
Years of Experience
View By:
State Registrations
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Colorado 1/9/2024
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Registered with this firm since 1/9/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/01/2015 - 01/15/2024 | Lone Tree, CO | |
B | 05/06/2015 - 01/15/2024 | Lone Tree, CO | |
IA | 04/11/2003 - 03/14/2014 | GREENWOOD VILLAGE, CO | |
B | 01/09/2001 - 03/14/2014 | GREENWOOD VILLAGE, CO | |
B | 11/08/2000 - 12/31/2000 | WESTLAKE, TX | |
B | 01/20/1997 - 01/05/2000 | GREENWOOD VILLAGE, CO | |
B | 07/31/1995 - 11/15/1996 | WESTLAKE, TX | |
B | 09/03/1994 - 07/27/1995 | NEW YORK, NY | |
B | 06/14/1993 - 08/15/1994 | NEW YORK, NY | |
B | 01/17/1991 - 06/27/1991 | PURCHASE, NY | |
B | 03/07/1989 - 01/25/1991 | NEW YORK, NY | |
B | 08/25/1988 - 01/25/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.