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SHELLEY HARRIS MONCRIEF
SHELLEY AN MONCRIEF, SHELLEY ANN MONCRIEF
CRD#: 1864230
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 3909 AMBASSADOR CAFFREY PKWY
SUITE G-1
LAFAYETTE, LA 70503
Registration History
199019952000200520102015202020252 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - Present (10 years)BCAPITAL ONE INVESTMENT SERVICE... (CRD# 25658)2008 - 2015 (6 years)BCAPITAL ONE INVESTMENTS, LLC (CRD# 17526)1991 - 2008 (17 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - 1991 (2 years)IACAPITAL ONE FINANCIAL ADVISORS LLC (CRD# 127236)2010 - 2015 (4 years)IAHIBERNIA INVESTMENTS, L.L.C. (CRD# 17526)2002 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 3/22/2019

B
New Jersey 8/31/2020

B
Arizona 3/27/2019

B
New Mexico 5/18/2015

B
Arkansas 3/22/2019

B
North Carolina 1/23/2021

B
California 10/5/2018

B
Ohio 3/18/2015

B
Florida 3/18/2015

B
South Carolina 3/1/2021

B
Georgia 3/5/2021

B
Tennessee 10/13/2022

B
Louisiana 1/29/2015

B
Texas 1/29/2015

IA
Louisiana 1/29/2015

IA
Texas 5/19/2015

B
Maryland 5/9/2017

B
Virginia 1/29/2015

B
Massachusetts 4/9/2015

B
West Virginia 4/9/2015

B
Mississippi 1/29/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
3909 AMBASSADOR CAFFREY PKWY SUITE G-1, LAFAYETTE, LA 70503
Registered with this firm since 1/29/2015

B
LPL FINANCIAL LLC (CRD#:6413)
3909 AMBASSADOR CAFFREY PKWY SUITE G-1, LAFAYETTE, LA 70503
Registered with this firm since 1/29/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/28/2015 - 02/05/2015 SHAREBUILDER 401K (CRD#:136865) SEATTLE, WA
B
01/02/2015 - 02/04/2015 CAPITAL ONE SHAREBUILDER, INC. (CRD#:45744) ABBEVILLE, LA
IA
02/04/2010 - 01/28/2015 CAPITAL ONE FINANCIAL ADVISORS LLC (CRD#:127236) MELVILLE, NY
B
05/31/2008 - 01/02/2015 CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658) ABBEVILLE, LA
B
03/13/1991 - 05/31/2008 CAPITAL ONE INVESTMENTS, LLC (CRD#:17526) LAFAYETTE, LA
IA
11/12/2002 - 09/03/2004 HIBERNIA INVESTMENTS, L.L.C. (CRD#:17526) LAFAYETTE, LA
B
08/25/1988 - 02/20/1991 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.