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Detailed Report
ANTHONY SALVATORE SOCCI
TONY SOCCI
CRD#: 1863263
IA
Investment Adviser
B
Broker
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 6515 S Main St Unit 2 LL
Trumbull, CT 06611
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 6515 MAIN ST UNIT 2 LL
TRUMBULL, CT 06611
Registration History
19901995200020052010201520202025IAAMERITAS ADVISORY SERVICES, LLC (CRD# 317245)2021 - Present (3 years)BAMERITAS INVESTMENT COMPANY, LLC (CRD# 14869)2006 - Present (18 years)BCARILLON INVESTMENTS, INC. (CRD# 14646)2005 - 2006 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2004 - 2005 (<1 year)BALLMERICA INVESTMENTS, INC. (CRD# 3960)2000 - 2001 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)1998 - 2000 (1 year)BSECURITIES AMERICA, INC. (CRD# 10205)1996 - 1998 (2 years)BINVESTACORP, INC. (CRD# 7684)1995 - 1996 (<1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1994 - 1995 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1988 - 1994 (5 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1988 - 1993 (5 years)IAAMERITAS ADVISORY SERVICES (CRD# 14869)2006 - 2021 (15 years)IACARILLON INVESTMENTS, INC (CRD# 14646)2006 - 2006 (<1 year)
Disclosure(s)
View By:
7/31/2002
Regulatory
Final
1/25/2002
Regulatory
Final
6/12/2000
Employment Separation After Allegations
4/14/2000
Customer Dispute
Settled
License(s)

State Registrations

B
Connecticut 6/30/2006
B
New York 10/5/2006
IA
Connecticut 11/1/2021
B
Pennsylvania 5/9/2019
B
Massachusetts 6/18/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERITAS ADVISORY SERVICES, LLC (CRD#:317245)
6515 S Main St Unit 2 LL, Trumbull, CT 06611
Registered with this firm since 11/1/2021
B
AMERITAS INVESTMENT COMPANY, LLC (CRD#:14869)
6515 MAIN ST UNIT 2 LL, TRUMBULL, CT 06611
Registered with this firm since 6/30/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/30/2006 - 11/01/2021 AMERITAS ADVISORY SERVICES (CRD#:14869) LINCOLN, NE
IA
 03/24/2006 - 06/30/2006 CARILLON INVESTMENTS, INC (CRD#:14646) ORANGE, CT
B
 06/10/2005 - 06/30/2006 CARILLON INVESTMENTS, INC. (CRD#:14646) ORANGE, CT
B
 12/06/2004 - 06/15/2005 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 08/31/2000 - 11/15/2001 ALLMERICA INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
B
 12/03/1998 - 06/12/2000 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
 03/04/1996 - 12/02/1998 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
 10/12/1995 - 02/13/1996 INVESTACORP, INC. (CRD#:7684) MIAMI, FL
B
 07/20/1994 - 10/19/1995 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 08/25/1988 - 07/06/1994 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 08/25/1988 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.