Individual Firm
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JOHN CREIGHTON BUCHANAN
CRD#: 1860666
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 2520 NORTHWINDS PKWY
ALPHARETTA, GA 30009
ALPHARETTA, GA 30009
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 2520 NORTHWINDS PKWY
FL 4
ALPHARETTA, GA 30009
FL 4
ALPHARETTA, GA 30009
View By:
7/25/2012
Customer Dispute
Denied
State Registrations
B
Alabama 3/20/2015
B
Michigan 4/9/2019
B
Arizona 5/23/2011
B
Mississippi 7/29/2014
B
Arkansas 11/17/2020
B
Montana 2/4/2021
B
California 5/29/2008
B
New Jersey 8/16/2001
B
Colorado 2/20/2019
B
North Carolina 2/20/1997
B
Connecticut 9/11/2015
B
Ohio 9/12/2023
B
District of Columbia 2/13/2019
B
Pennsylvania 10/4/2024
B
Florida 3/19/1996
B
Rhode Island 10/24/2017
B
Georgia 3/14/1996
IA
Rhode Island 11/8/2018
IA
Georgia 8/30/2016
B
South Carolina 3/27/1996
B
Indiana 10/5/2018
B
Tennessee 3/28/2000
B
Kansas 10/9/2020
B
Texas 2/26/2019
B
Kentucky 5/24/2013
IA
Texas 4/10/2019
B
Louisiana 6/24/2019
B
Virginia 4/17/2020
IA
Louisiana 8/13/2019
B
Washington 7/15/2014
B
Maryland 6/8/2012
B
Wisconsin 5/15/2019
SRO Registrations
B
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IA
Registered with this firm since 8/30/2016
B
Registered with this firm since 3/14/1996
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/25/1996 - 12/31/2016 | ATLANTA, GA | |
B | 08/31/1994 - 03/08/1996 | ||
B | 12/14/1993 - 09/08/1994 | ||
B | 07/17/1992 - 12/16/1993 | JACKSONVILLE, FL | |
B | 08/26/1988 - 07/27/1992 | WORCESTER, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.