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Detailed Report
CHARLES GROTYOHANN IV
CHARLES PATRICK GROTYOHANN
CRD#: 1860445
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 410 ROUTE 10
SUITE 212
LEDGEWOOD, NJ 07852
Registration History
19901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2004 - Present (20 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1995 - 1999 (4 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1988 - 1995 (6 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1988 - 1993 (5 years)
License(s)

State Registrations

B
Arizona 1/29/2024
IA
New Jersey 9/21/2004
IA
Arizona 9/11/2024
B
New Mexico 11/16/2017
B
California 4/22/2019
IA
New Mexico 7/13/2018
IA
California 5/21/2019
B
New York 5/3/1999
B
Colorado 8/21/2024
IA
New York 4/16/2021
B
Delaware 1/26/2021
B
North Carolina 3/21/2018
B
Florida 8/1/2011
IA
North Carolina 10/1/2018
IA
Florida 11/8/2012
B
Ohio 6/9/2021
B
Georgia 2/29/2024
B
Pennsylvania 4/20/2011
IA
Georgia 3/4/2024
IA
Pennsylvania 3/23/2012
B
Iowa 12/23/2019
B
South Carolina 9/10/2018
B
Kentucky 7/13/2007
IA
South Carolina 7/16/2021
IA
Kentucky 7/13/2007
B
Tennessee 7/16/2024
B
Maryland 2/1/2022
B
Vermont 1/10/2018
IA
Maryland 2/1/2022
IA
Vermont 7/9/2018
B
Massachusetts 1/13/2022
B
Virginia 1/26/2018
B
New Jersey 5/3/1999
IA
Virginia 2/18/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
410 ROUTE 10 SUITE 212, LEDGEWOOD, NJ 07852
Registered with this firm since 9/21/2004
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
410 ROUTE 10 SUITE 212, LEDGEWOOD, NJ 07852
Registered with this firm since 5/3/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/13/1995 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 08/19/1988 - 01/21/1995 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 08/19/1988 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.