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Detailed Report
JEFFERY LEON PILATE
JEFF PILATE, JEFFERY L PILATE, JEFFERY PILATE, Jeffery Leon Pilate, Jeffrey Leon Pilate
CRD#: 1860229
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 SANFORD, FL
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 DELTONA, FL
Registration History
199019952000200520102015202020252 FIRMS2022 - Present (2 years)BTHE LEADERS GROUP, INC. (CRD# 37157)2017 - 2021 (4 years)BNFP ADVISOR SERVICES, LLC (CRD# 42046)2009 - 2015 (6 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2007 - 2007 (<1 year)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2006 - 2007 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1991 - 2006 (15 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)1990 - 1991 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - 2006 (3 years)
License(s)

State Registrations

B
Alabama 8/22/2022
B
Nebraska 7/1/2022
B
Alaska 9/22/2022
B
Nevada 8/30/2022
B
Arizona 8/19/2022
B
New Hampshire 8/22/2022
B
Arkansas 8/17/2022
B
New Jersey 8/23/2022
B
California 7/1/2022
B
New Mexico 8/16/2022
B
Colorado 7/29/2022
B
New York 9/23/2022
B
Connecticut 7/1/2022
B
North Carolina 7/1/2022
B
Delaware 9/19/2022
B
North Dakota 9/28/2022
B
District of Columbia 9/2/2022
B
Ohio 6/30/2022
B
Florida 8/16/2022
B
Oklahoma 8/17/2022
IA
Florida 9/8/2022
B
Oregon 7/11/2022
B
Georgia 7/5/2022
B
Pennsylvania 7/1/2022
B
Hawaii 9/16/2022
B
Puerto Rico 7/11/2022
B
Idaho 6/30/2022
B
Rhode Island 8/17/2022
B
Illinois 9/23/2022
B
South Carolina 9/14/2022
B
Indiana 8/31/2022
B
South Dakota 9/1/2022
B
Iowa 7/6/2022
B
Tennessee 8/16/2022
B
Kansas 6/30/2022
B
Texas 6/30/2022
B
Kentucky 8/22/2022
IA
Texas 8/17/2022
B
Louisiana 8/31/2022
B
Utah 6/30/2022
B
Maine 6/30/2022
B
Vermont 8/17/2022
B
Maryland 6/30/2022
B
Virgin Islands 8/18/2022
B
Massachusetts 7/1/2022
B
Virginia 8/17/2022
B
Michigan 7/6/2022
B
Washington 8/18/2022
B
Minnesota 8/18/2022
B
West Virginia 8/18/2022
B
Mississippi 8/17/2022
B
Wisconsin 7/11/2022
B
Missouri 7/25/2022
B
Wyoming 9/26/2022
B
Montana 6/30/2022

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
SANFORD, FL
Registered with this firm since 8/17/2022
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
DELTONA, FL
Registered with this firm since 6/30/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/04/2017 - 12/13/2021 THE LEADERS GROUP, INC. (CRD#:37157) LITTLETON, CO
B
 03/03/2009 - 12/11/2015 NFP ADVISOR SERVICES, LLC (CRD#:42046) ORLANDO, FL
B
 08/27/2007 - 11/01/2007 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) WINTER PARK, FL
B
 08/11/2006 - 07/09/2007 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) MAITLAND, FL
IA
 02/26/2003 - 08/10/2006 CHARLES SCHWAB & CO., INC. (CRD#:5393) ORLANDO, FL
B
 03/28/1991 - 08/10/2006 CHARLES SCHWAB & CO., INC. (CRD#:5393) ORLANDO, FL
B
 03/20/1990 - 03/07/1991 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.