• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN ROBERT RICHARDS
CRD#: 1859257
IA
Previous Investment Adviser
B
Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
3
Firms
0
Licenses
Registration History
20082010201220142016201820202022IACOMERICA SECURITIES (CRD# 17079)2017 - 2022 (5 years)IATHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2016 - 2017 (1 year)IACOMERICA SECURITIES (CRD# 17079)2012 - 2013 (1 year)IAUNIONBANC INVESTMENT SERVICES, LLC (CRD# 14455)2008 - 2012 (3 years)
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/08/2017 - 03/21/2022 COMERICA SECURITIES (CRD#:17079) BLOOMFIELD HILLS, MI
IA
02/05/2016 - 02/10/2017 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) WARREN, MI
IA
02/01/2012 - 04/25/2013 COMERICA SECURITIES (CRD#:17079) COSTA MESA, CA
IA
03/07/2008 - 02/01/2012 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.