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PAUL EDWARD GRUTZNER
PAUL GRUTZNER
CRD#: 1859227
IA
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GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 10900 NE 8th St., Suite 750
Bellevue, WA 98004
Bellevue, WA 98004
OSAIC WEALTH, INC.CRD#: 23131 10900 NE 8th St., Suite 750
Ste 200
Bellevue, WA 98004
Ste 200
Bellevue, WA 98004
0
Disclosures
36
Years of Experience
View By:
State Registrations
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Alaska 8/23/2024
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Minnesota 8/23/2024
B
Arizona 8/23/2024
B
New York 8/23/2024
B
California 8/23/2024
B
Ohio 8/23/2024
B
Colorado 8/23/2024
B
Oregon 8/23/2024
B
Hawaii 8/23/2024
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Texas 5/10/2022
B
Idaho 8/23/2024
B
Texas 8/23/2024
B
Illinois 8/23/2024
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Washington 5/9/2022
B
Iowa 8/23/2024
B
Washington 8/23/2024
B
Michigan 8/23/2024
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Wisconsin 8/23/2024
SRO Registrations
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Registered with this firm since 5/9/2022
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Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/07/2022 - 08/23/2024 | Bellevue, WA | |
IA | 09/21/2018 - 04/06/2022 | BELLEVUE, WA | |
B | 09/21/2018 - 03/31/2022 | Bellevue, WA | |
IA | 11/10/2010 - 04/10/2019 | SEATTLE, WA | |
B | 11/30/2010 - 10/03/2018 | BELLEVUE, WA | |
IA | 01/13/2016 - 01/14/2016 | BELLEVUE, WA | |
IA | 03/04/2008 - 12/01/2010 | SEATTLE, WA | |
B | 11/30/2006 - 11/30/2010 | SEATTLE, WA | |
IA | 11/30/2006 - 10/15/2008 | SEATTLE, WA | |
IA | 03/04/2005 - 11/30/2006 | SEATTLE, WA | |
B | 02/15/2005 - 11/30/2006 | SEATTLE, WA | |
IA | 12/05/2002 - 03/15/2005 | SEATTLE, WA | |
B | 06/14/2002 - 03/15/2005 | ST. LOUIS, MO | |
IA | 01/26/1999 - 06/27/2002 | SEATTLE, WA | |
B | 09/04/1998 - 06/27/2002 | NEW YORK, NY | |
B | 03/02/1998 - 09/24/1998 | NEW YORK, NY | |
B | 03/27/1992 - 03/02/1998 | ||
B | 12/20/1988 - 04/02/1992 | NEW YORK, NY |
SEATTLE, WA
03/04/2008 - 12/01/2010
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.