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PAUL CHENG FA LU
LU CHENGFA, PAUL CHENGFA, CHENGFA LU, PAUL LU LU
CRD#: 1857378
IA
B
WELLS FARGO ADVISORSCRD#: 19616 3801 KENNETT PIKE
B-200
GREENVILLE, DE 19807
B-200
GREENVILLE, DE 19807
0
Disclosures
36
Years of Experience
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State Registrations
B
Arizona 3/13/2002
B
New Hampshire 7/18/2019
B
California 10/1/1999
B
New Jersey 10/1/1999
B
Colorado 9/22/2016
B
New Mexico 6/23/2020
B
Connecticut 10/1/1999
B
New York 10/1/1999
B
Delaware 10/1/1999
B
North Carolina 7/5/2016
IA
Delaware 3/19/2009
B
Oklahoma 11/12/2018
B
District of Columbia 2/6/2014
B
Oregon 10/15/2024
B
Florida 7/1/2002
B
Pennsylvania 10/1/1999
B
Georgia 8/6/2002
B
South Carolina 7/6/2007
B
Illinois 7/18/2019
B
Tennessee 11/12/2018
B
Kentucky 7/25/2024
B
Texas 4/21/2017
B
Maine 1/4/2016
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Texas 4/21/2017
B
Maryland 10/1/1999
B
Vermont 7/16/2019
B
Massachusetts 7/16/2019
B
Virginia 10/1/1999
B
Michigan 10/31/2024
B
Washington 10/21/2013
B
Missouri 10/16/2024
B
Wisconsin 7/7/2022
B
Montana 5/4/2020
B
Wyoming 7/16/2019
B
Nevada 6/27/2002
SRO Registrations
B
B
B
B
B
B
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B
Registered with this firm since 10/1/1999
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Registered with this firm since 10/26/1994
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/15/1994 - 10/01/1999 | CHARLOTTE, NC | |
B | 04/06/1989 - 08/29/1994 | NEW YORK, NY | |
B | 08/25/1988 - 02/28/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.