Individual Firm
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GEORGE ROBERT MYERS
BOBBY MYERS, BUBBA MYERS
CRD#: 1856927
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MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 FRANKLIN, TN
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5/2/2011
Judgment / Lien
12/20/2010
Judgment / Lien
State Registrations
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Florida 12/22/2020
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Tennessee 1/7/2021
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Tennessee 6/18/2015
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2013 - 05/15/2015 | FRANKLIN, TN | |
B | 03/02/2005 - 12/31/2006 | BRENTWOOD, TN | |
B | 05/03/1999 - 03/07/2005 | NEW YORK, NY | |
B | 11/13/1997 - 05/03/1999 | NEW YORK, NY | |
B | 05/16/1995 - 11/14/1997 | ST. LOUIS, MO | |
B | 06/29/1992 - 05/11/1995 | NEW YORK, NY | |
B | 09/20/1988 - 07/13/1992 | MEMPHIS, TN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.