Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Ronald James Pirro
CRD#: 1855603
IA
B
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 5885 Landerbrook Drive
Suite 304
Mayfield Heights, OH 44124
Suite 304
Mayfield Heights, OH 44124
B. RILEY WEALTH MANAGEMENTCRD#: 2543 5885 Landerbrook Drive
Suite 304
Mayfield Heights, OH 44124
Suite 304
Mayfield Heights, OH 44124
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Arizona 3/1/2007
IA
Ohio 8/29/2022
B
Colorado 11/29/2017
B
Pennsylvania 3/1/2007
B
Delaware 3/1/2007
B
South Carolina 9/19/2019
B
Florida 3/1/2007
B
Virginia 2/25/2025
B
New York 6/3/2009
B
Washington 10/19/2010
B
North Carolina 3/1/2007
B
West Virginia 3/1/2007
B
Ohio 3/1/2007
B
Wisconsin 2/9/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/29/2022
B
Registered with this firm since 3/1/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/01/2007 - 12/31/2022 | MEMPHIS, TN | |
IA | 12/05/2005 - 03/01/2007 | MAYFIELD HEIGHTS, OH | |
B | 11/11/2005 - 03/01/2007 | MAYFIELD HEIGHTS, OH | |
B | 10/23/1998 - 12/09/2005 | HARTFORD, CT | |
B | 04/18/1994 - 10/30/1998 | CINCINNATI, OH | |
B | 01/22/1994 - 02/23/1994 | CLEVELAND, OH | |
B | 07/22/1992 - 10/13/1993 | NEW YORK, NY | |
B | 04/24/1991 - 03/04/1992 | ST. LOUIS, MO | |
B | 07/20/1988 - 10/02/1990 | ST. LOUIS, MO |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.