• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN M GROSSO
JOHN MICHAEL GROSSO
CRD#: 1854315
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 20 REALTY DRIVE
CHESHIRE, CT 06410
Registration History
19952000200520102015202020252 FIRMS2006 - Present (19 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2006 (6 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1997 - 1999 (2 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1996 - 1996 (<1 year)BMDS SECURITIES INCORPORATED (CRD# 29367)1995 - 1995 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1995 (2 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2006 (3 years)
License(s)

State Registrations

B
Alabama 8/31/2021

B
North Carolina 4/4/2016

B
California 2/6/2015

B
Ohio 2/1/2018

B
Connecticut 2/14/2006

B
Pennsylvania 6/25/2014

IA
Connecticut 2/14/2006

B
Rhode Island 11/1/2021

B
Florida 10/10/2008

B
South Carolina 11/13/2007

B
Maine 8/31/2021

B
Texas 3/2/2018

B
Massachusetts 2/14/2006

B
Utah 8/13/2013

B
New Hampshire 1/3/2007

B
Vermont 8/31/2021

B
New Jersey 4/21/2011

B
Virginia 6/18/2018

B
New York 1/3/2007

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
20 REALTY DRIVE, CHESHIRE, CT 06410
129 Samson Rock Drive, MADISON, CT 06443
Registered with this firm since 2/14/2006

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
20 REALTY DRIVE, CHESHIRE, CT 06410
129 Samson Rock Drive, MADISON, CT 06443
Registered with this firm since 2/14/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/05/2002 - 02/13/2006 MORGAN STANLEY (CRD#:7556) HARTFORD, CT
B
10/11/1999 - 02/13/2006 MORGAN STANLEY DW INC. (CRD#:7556) HARTFORD, CT
B
02/06/1997 - 12/03/1999 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
B
03/08/1996 - 10/10/1996 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
07/21/1995 - 12/31/1995 MDS SECURITIES INCORPORATED (CRD#:29367) CARMEL, IN
B
07/08/1993 - 07/03/1995 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.