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RICHARD FRANCIS HENNESSY JR
RICH HENNESSY JR, RICHARD FRANCIS JR HENNESSY
CRD#: 1853608
IA
Investment Adviser
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Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 30 Two Bridges Road
Suite 320
Fairfield, NJ 07004
Registration History
199019952000200520102015202020252 FIRMS2017 - Present (7 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)1988 - 2017 (28 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)1988 - 2007 (18 years)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2002 - 2017 (14 years)
Disclosure(s)
View By:
10/22/2010
Customer Dispute
Denied
License(s)

State Registrations

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Florida 3/25/2017

B
New Jersey 3/25/2017

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Maryland 10/7/2024

IA
New Jersey 3/25/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MML INVESTORS SERVICES, LLC (CRD#:10409)
30 Two Bridges Road Suite 320, Fairfield, NJ 07004
Bedminster, NJ
Registered with this firm since 3/25/2017

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MML INVESTORS SERVICES, LLC (CRD#:10409)
30 Two Bridges Road Suite 320, Fairfield, NJ 07004
Bedminster, NJ
Registered with this firm since 3/25/2017

Previous Registration(s)
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05/10/2002 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) FLEMINGTON, NJ
B
08/18/1988 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) FLEMINGTON, NJ
B
08/18/1988 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) FLEMINGTON, NJ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.