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Detailed Report
NEIL JOSEPH AHEARN
CRD#: 1853428
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 12 PENNS TRAIL
SUITE 149
NEWTOWN, PA 18940
Registration History
199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BAMERICAN PORTFOLIOS FINANCIAL ... (CRD# 18487)2001 - 2024 (23 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)2000 - 2001 (1 year)BPINNACLE ASSET MANAGEMENT, INC. (CRD# 38936)1996 - 2000 (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1996 (8 years)IAAMERICAN PORTFOLIOS ADVISORS, INC (CRD# 112697)2003 - 2024 (21 years)
License(s)

State Registrations

B
Alabama 10/11/2024
B
New Jersey 10/11/2024
B
Arizona 10/11/2024
B
New York 10/11/2024
B
California 10/11/2024
B
North Carolina 10/11/2024
IA
California 10/11/2024
IA
North Carolina 10/11/2024
B
Colorado 10/11/2024
B
Oregon 10/11/2024
B
Connecticut 10/11/2024
B
Pennsylvania 10/11/2024
B
Delaware 10/11/2024
IA
Pennsylvania 10/11/2024
B
Florida 10/11/2024
B
South Carolina 10/11/2024
B
Georgia 10/11/2024
B
Tennessee 10/11/2024
B
Illinois 10/11/2024
B
Texas 10/11/2024
B
Maryland 10/11/2024
B
Virginia 10/11/2024
B
Massachusetts 10/11/2024
B
Washington 10/11/2024
B
Nevada 10/11/2024

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
12 PENNS TRAIL SUITE 149, NEWTOWN, PA 18940
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
12 PENNS TRAIL SUITE 149, NEWTOWN, PA 18940
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/29/2003 - 10/11/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
 09/07/2001 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) NEWTOWN, PA
B
 06/21/2000 - 09/14/2001 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
B
 09/17/1996 - 06/20/2000 PINNACLE ASSET MANAGEMENT, INC. (CRD#:38936) FAIRLESS HILLS, PA
B
 07/20/1988 - 09/26/1996 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.