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Detailed Report
Luiz Augusto Souto-Maior
Luiz Augusto Souto-maior, Louis Soutomaior, Luiz Augusto Soutomaior
CRD#: 1852222
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Investment Adviser
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Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 314 SW Sixth St
Redmond, OR 97756
Registration History
199019952000200520102015202020252 FIRMS2006 - 2006 (<1 year)2 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - 2022 (12 years)2 FIRMS2022 - Present (2 years)BSTANDARD NEW YORK SECURITIES, INC. (CRD# 35560)2004 - 2006 (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1993 - 2004 (11 years)BHAMILTON INVESTMENTS, INC. (CRD# 821)1992 - 1993 (<1 year)BCALVERT SECURITIES CORPORATION (CRD# 14035)1990 - 1991 (<1 year)BPHOENIX EQUITY PLANNING CORPOR... (CRD# 3036)1989 - 1990 (<1 year)BDERAND INVESTMENT CORPORATION ... (CRD# 4679)1988 - 1989 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)1998 - 2004 (5 years)
License(s)

State Registrations

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Arizona 3/28/2023
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Oregon 11/29/2022
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California 4/5/2023
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Washington 11/29/2022
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Colorado 5/9/2023
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Wisconsin 1/8/2025
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Nevada 4/22/2024
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Wyoming 3/4/2025
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Oregon 11/29/2022

SRO Registrations

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 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
314 SW Sixth St, Redmond, OR 97756
42 SW C St, Madras, OR 97741
Registered with this firm since 11/29/2022
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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
314 SW Sixth St, Redmond, OR 97756
42 SW C St, Madras, OR 97741
Registered with this firm since 11/29/2022
Previous Registration(s)
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 02/23/2010 - 12/08/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Eugene, OR
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 02/23/2010 - 12/08/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Eugene, OR
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 12/26/2008 - 02/17/2010 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) BEND, OR
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 12/26/2008 - 02/17/2010 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) BEND, OR
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 06/13/2008 - 12/22/2008 AIG RETIREMENT ADVISORS, INC. (CRD#:42803) PORTLAND, OR
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 06/13/2008 - 12/22/2008 AIG RETIREMENT ADVISORS, INC. (CRD#:42803) PORTLAND, OR
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 05/19/2006 - 09/26/2006 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) REMOND, OR
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 05/11/2006 - 09/26/2006 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) REMOND, OR
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 08/17/2004 - 03/20/2006 STANDARD NEW YORK SECURITIES, INC. (CRD#:35560) MIAMI, FL
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 10/30/1998 - 07/16/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
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 03/12/1993 - 07/16/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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 04/20/1992 - 03/16/1993 HAMILTON INVESTMENTS, INC. (CRD#:821)
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 07/27/1990 - 01/21/1991 CALVERT SECURITIES CORPORATION (CRD#:14035) BETHESDA, MD
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 09/12/1989 - 07/12/1990 PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036) HARTFORD, CT
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 07/20/1988 - 04/06/1989 DERAND INVESTMENT CORPORATION OF AMERICA (CRD#:4679)
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.