Individual Firm
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MARK DALE SAMSON
CRD#: 1852092
IA
B
XML FINANCIAL GROUPCRD#: 284987 500 Office Center Drive, Suite 103,
Fort Washington, PA 19034
Fort Washington, PA 19034
XML SECURITIESCRD#: 145589 500 Office Center Drive, Suite 103,
Fort Washington, PA 19034
Fort Washington, PA 19034
0
Disclosures
34
Years of Experience
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State Registrations
B
Alabama 7/14/2022
B
Missouri 1/9/2023
B
Arizona 7/1/2022
B
Nevada 7/1/2022
B
California 7/1/2022
B
New Jersey 7/1/2022
B
Colorado 7/1/2022
IA
New Jersey 5/15/2023
B
Delaware 2/18/2025
B
New York 7/1/2022
B
District of Columbia 1/4/2023
B
North Carolina 7/1/2022
B
Florida 7/1/2022
B
Ohio 7/1/2022
IA
Florida 12/6/2022
B
Oregon 5/12/2023
B
Georgia 7/1/2022
B
Pennsylvania 7/1/2022
B
Illinois 7/1/2022
IA
Pennsylvania 7/1/2022
B
Maine 7/1/2022
B
Tennessee 2/14/2023
B
Maryland 7/1/2022
B
Texas 7/1/2022
B
Massachusetts 7/1/2022
B
Virginia 7/1/2022
B
Michigan 7/1/2022
SRO Registrations
B
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B
Registered with this firm since 7/1/2022
IA
Registered with this firm since 7/1/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/28/2016 - 07/11/2022 | FORT WASHINGTON, PA | |
B | 05/04/2012 - 07/11/2022 | FORT WASHINGTON, PA | |
B | 10/01/1999 - 05/04/2012 | CONSHOHOCKEN, PA | |
B | 11/03/1995 - 10/01/1999 | CHARLOTTE, NC | |
B | 01/17/1991 - 11/07/1995 | NEW YORK, NY | |
B | 10/04/1990 - 01/29/1991 | PITTSBURGH, PA |
FORT WASHINGTON, PA
09/28/2016 - 07/11/2022
FORT WASHINGTON, PA
05/04/2012 - 07/11/2022
PITTSBURGH, PA
10/04/1990 - 01/29/1991
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.