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Detailed Report
MARK JOSEPH HAUN
CRD#: 1851987
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 760 SW 9th Avenue
Suite 2100
Portland, OR 97205
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1988 - 2007 (18 years)IAMORGAN STANLEY (CRD# 7556)2003 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 8/11/2022
B
Nevada 6/1/2009
B
Alaska 5/1/2014
B
New Jersey 3/26/2024
B
Arizona 6/1/2009
B
New Mexico 10/1/2015
B
California 6/1/2009
B
New York 4/29/2014
B
Colorado 6/1/2009
B
North Carolina 10/1/2020
B
Connecticut 3/1/2024
B
Ohio 3/26/2024
B
Delaware 4/29/2024
B
Oklahoma 3/26/2024
B
District of Columbia 4/11/2019
B
Oregon 6/1/2009
B
Florida 12/10/2018
IA
Oregon 6/1/2009
B
Georgia 4/12/2021
B
Pennsylvania 1/10/2014
B
Hawaii 9/19/2013
B
South Carolina 9/3/2010
B
Idaho 10/26/2015
B
Tennessee 3/26/2024
B
Illinois 6/1/2009
B
Texas 6/21/2017
B
Iowa 12/10/2018
IA
Texas 2/24/2020
B
Maryland 3/26/2024
B
Utah 5/3/2010
B
Massachusetts 11/7/2023
B
Virgin Islands 1/13/2015
B
Michigan 3/26/2024
B
Virginia 4/11/2019
B
Minnesota 6/1/2009
B
Washington 6/1/2009
B
Montana 6/1/2009
B
West Virginia 3/26/2024
B
Nebraska 12/10/2018
B
Wisconsin 12/1/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
760 SW 9th Avenue Suite 2100, Portland, OR 97205
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
760 SW 9th Avenue Suite 2100, Portland, OR 97205
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PORTLAND, OR
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PORTLAND, OR
IA
 04/23/2003 - 04/02/2007 MORGAN STANLEY (CRD#:7556) PORTLAND, OR
B
 07/21/1988 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) PORTLAND, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.