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William Albert Ferguson II
WILLIAM Albert FERGUSON II, William A Ferguson II
CRD#: 1851122
IA
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ADVICE AND PLANNING SERVICESCRD#: 20472 3965 Dallas Parkway
Frisco Hub
Frisco, TX 75034
Frisco Hub
Frisco, TX 75034
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Disclosures
33
Years of Experience
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State Registrations
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Alabama 5/28/2024
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Montana 5/28/2024
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Alaska 5/28/2024
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Nebraska 5/28/2024
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Arizona 6/7/2024
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Nevada 5/28/2024
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Arkansas 5/28/2024
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New Hampshire 5/29/2024
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California 5/28/2024
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New Jersey 5/28/2024
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Colorado 5/28/2024
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New Mexico 5/29/2024
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Connecticut 5/29/2024
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New York 5/28/2024
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Delaware 6/3/2024
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North Carolina 5/28/2024
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District of Columbia 8/2/2024
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North Dakota 5/29/2024
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Florida 5/28/2024
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Ohio 5/25/2024
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Georgia 5/28/2024
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Oklahoma 5/29/2024
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Hawaii 5/28/2024
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Oregon 5/28/2024
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Idaho 5/28/2024
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Pennsylvania 5/28/2024
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Illinois 6/12/2024
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Rhode Island 5/30/2024
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Indiana 5/27/2024
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South Carolina 6/4/2024
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Iowa 5/28/2024
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South Dakota 5/28/2024
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Kansas 5/28/2024
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Tennessee 5/29/2024
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Kentucky 5/29/2024
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Texas 5/28/2024
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Louisiana 5/30/2024
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Texas 5/28/2024
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Maine 5/28/2024
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Utah 5/28/2024
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Maryland 6/4/2024
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Vermont 5/28/2024
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Massachusetts 5/28/2024
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Virginia 5/28/2024
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Michigan 5/30/2024
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Washington 5/29/2024
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Minnesota 5/30/2024
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West Virginia 5/30/2024
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Mississippi 5/28/2024
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Wisconsin 5/28/2024
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Missouri 5/28/2024
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Wyoming 6/5/2024
SRO Registrations
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Registered with this firm since 5/28/2024
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Registered with this firm since 5/24/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/27/2022 - 05/01/2023 | Irving, TX | |
B | 11/29/2021 - 05/01/2023 | Irving, TX | |
IA | 01/25/2021 - 10/20/2021 | Plano, TX | |
B | 11/30/2020 - 10/20/2021 | Plano, TX | |
B | 03/09/2018 - 10/22/2020 | Southlake, TX | |
B | 03/09/2018 - 10/22/2020 | Southlake, TX | |
IA | 02/28/2017 - 02/12/2018 | IRVING, TX | |
B | 01/09/2015 - 02/12/2018 | Irving, TX | |
B | 08/11/2011 - 10/23/2014 | WESTLAKE, TX | |
IA | 12/02/2010 - 07/18/2011 | CHICAGO, IL | |
B | 11/29/2010 - 07/18/2011 | CHICAGO, IL | |
IA | 06/05/2008 - 11/26/2010 | ORLAND PARK, IL | |
B | 06/04/2008 - 11/26/2010 | ORLAND PARK, IL | |
IA | 02/01/2007 - 04/29/2008 | ARLINGTON, VA | |
B | 10/23/2006 - 04/29/2008 | WASHINGTON, DC | |
IA | 07/18/2001 - 10/13/2006 | WEXFORD, PA | |
B | 03/13/2001 - 10/13/2006 | WEXFORD, PA | |
B | 10/01/2000 - 02/27/2001 | ST. LOUIS, MO | |
B | 04/05/2000 - 10/01/2000 | CHARLOTTE, NC | |
B | 04/09/1999 - 03/21/2000 | NEW ORLEANS, LA | |
B | 01/27/1998 - 04/12/1999 | RICHMOND, VA | |
B | 09/23/1996 - 09/25/1997 | CLEVELAND, OH | |
B | 12/23/1994 - 10/04/1996 | PITTSBURGH, PA | |
B | 01/15/1993 - 12/23/1994 | PITTSBURGH, PA | |
B | 02/12/1991 - 01/20/1993 | ||
B | 10/02/1989 - 01/20/1993 | PITTSBURGH, PA | |
B | 09/26/1988 - 11/03/1988 |
WESTLAKE, TX
08/11/2011 - 10/23/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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