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Detailed Report
JEFFREY FRANCIS BIGLER
JEFF BIGLER, JEFFEREY FRANCIS BIGLER
CRD#: 1850797
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2770 COMMERCE DR NW
ROCHESTER, MN 55901
Registration History
199019952000200520102015202020252 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)1998 - 2016 (18 years)BAEGON USA SECURITIES INC. (CRD# 13302)1988 - 1998 (9 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2013 - 2016 (2 years)IAINTERSECURITIES, INC. (CRD# 16164)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alaska 6/10/2022
B
Montana 11/2/2018
B
Arizona 11/2/2018
B
Nebraska 3/23/2021
B
California 12/17/2021
B
New Hampshire 1/19/2021
B
Colorado 9/21/2021
B
New York 7/22/2021
B
Connecticut 11/2/2018
B
North Carolina 11/2/2018
B
Florida 11/2/2018
B
Ohio 11/2/2018
IA
Florida 9/25/2024
B
Oklahoma 11/2/2018
B
Georgia 11/2/2018
B
Oregon 3/9/2022
B
Illinois 11/2/2018
B
Pennsylvania 11/2/2018
B
Iowa 11/2/2018
B
South Carolina 11/2/2018
IA
Iowa 5/14/2019
B
South Dakota 9/15/2021
B
Kansas 6/8/2020
B
Tennessee 11/2/2018
B
Massachusetts 6/10/2021
B
Texas 11/2/2018
B
Michigan 6/8/2022
IA
Texas 11/2/2018
B
Minnesota 11/2/2018
B
Vermont 11/2/2018
IA
Minnesota 11/2/2018
B
Wisconsin 11/2/2018
B
Missouri 11/2/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2770 COMMERCE DR NW, ROCHESTER, MN 55901
Registered with this firm since 11/2/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
2770 COMMERCE DR NW, ROCHESTER, MN 55901
Registered with this firm since 11/2/2018
Previous Registration(s)
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IA
 05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) ROCHESTER, MN
B
 05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) ROCHESTER, MN
IA
 08/07/2013 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) ROCHESTER, MN
B
 01/09/1998 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) ROCHESTER, MN
IA
 07/11/2007 - 12/31/2008 INTERSECURITIES, INC. (CRD#:16164) ROCHESTER, MN
B
 07/19/1988 - 03/19/1998 AEGON USA SECURITIES INC. (CRD#:13302) CEDAR RAPIDS, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.