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TOMOLYN TARAYOS HARRIS
TOMI HARRIS, TOMMI HARRIS
CRD#: 1848524
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 1506 Eton Way
Crofton, MD 21114
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 CROFTON, MD
Registration History
19901995200020052010201520202025IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2021 - Present (3 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)1999 - Present (25 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1993 - 1999 (6 years)BPSA EQUITIES, INC. (CRD# 15676)1988 - 1992 (4 years)IAFINANCIAL DIRECTIONS LLP (CRD# 107279)1994 - 2022 (28 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2016 - 2017 (<1 year)
License(s)

State Registrations

B
Colorado 1/2/2024

IA
Maryland 11/2/2021

B
Connecticut 1/3/2023

B
North Carolina 1/2/2024

B
Delaware 1/22/2004

B
Pennsylvania 1/22/2004

B
Florida 1/2/2004

B
Rhode Island 7/28/2016

B
Maryland 3/1/1999

B
West Virginia 1/22/2004

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
1506 Eton Way, Crofton, MD 21114
Registered with this firm since 11/2/2021

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
CROFTON, MD
Registered with this firm since 3/1/1999

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/23/1994 - 03/17/2022 FINANCIAL DIRECTIONS LLP (CRD#:107279) CROFTON, MD
IA
09/08/2016 - 01/16/2017 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Crofton, MD
B
01/13/1993 - 03/01/1999 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
06/22/1988 - 12/12/1992 PSA EQUITIES, INC. (CRD#:15676) HUNT VALLEY, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.