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MICHAEL SCOTT FRANKLIN
CRD#: 1848333
IA
B
OSAIC WEALTH, INC.CRD#: 23131 420 ALLEGHENY RIVER BLVD.
OAKMONT, PA 15139
OAKMONT, PA 15139
0
Disclosures
36
Years of Experience
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State Registrations
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Alabama 9/1/2023
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Montana 9/1/2023
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Arizona 9/1/2023
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Nevada 9/1/2023
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Arkansas 9/1/2023
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New Hampshire 9/1/2023
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California 9/1/2023
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New Jersey 9/1/2023
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Colorado 9/1/2023
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New York 9/1/2023
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Colorado 9/1/2023
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North Carolina 9/1/2023
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Connecticut 9/1/2023
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Ohio 9/1/2023
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Delaware 9/1/2023
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Oklahoma 9/1/2023
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District of Columbia 9/1/2023
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Oregon 9/1/2023
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Florida 9/1/2023
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Pennsylvania 9/1/2023
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Florida 9/1/2023
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Pennsylvania 9/1/2023
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Georgia 9/1/2023
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Rhode Island 9/26/2023
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Hawaii 9/1/2023
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South Carolina 9/1/2023
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Idaho 9/1/2023
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South Dakota 9/1/2023
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Illinois 9/1/2023
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Tennessee 9/1/2023
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Indiana 9/1/2023
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Texas 9/1/2023
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Iowa 9/1/2023
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Utah 9/1/2023
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Kentucky 9/1/2023
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Virginia 9/1/2023
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Louisiana 9/1/2023
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Virginia 9/1/2023
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Maryland 9/1/2023
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Washington 9/1/2023
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Massachusetts 9/1/2023
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West Virginia 9/1/2023
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Michigan 9/1/2023
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West Virginia 9/1/2023
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Minnesota 9/1/2023
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Wisconsin 9/1/2023
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Mississippi 9/1/2023
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Wyoming 9/1/2023
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Missouri 9/1/2023
SRO Registrations
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IA
Registered with this firm since 9/1/2023
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Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2005 - 09/01/2023 | OAKMONT, PA | |
B | 10/31/2005 - 09/01/2023 | OAKMONT, PA | |
IA | 01/28/2003 - 10/31/2005 | PITTSBURGH, PA | |
B | 01/30/1996 - 10/31/2005 | PHOENIX, AZ | |
B | 12/19/1995 - 12/20/1995 | NEW YORK, NY | |
B | 08/03/1994 - 11/21/1995 | NEW YORK, NY | |
B | 06/22/1988 - 08/22/1994 | NEW YORK, NY | |
B | 07/27/1994 - 07/28/1994 | NEW YORK, NY |
NEW YORK, NY
12/19/1995 - 12/20/1995
NEW YORK, NY
06/22/1988 - 08/22/1994
NEW YORK, NY
07/27/1994 - 07/28/1994
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.