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RICHARD MARTIN BROWN
CRD#: 1848285
IA
B
MORGAN STANLEYCRD#: 149777 1200 Franklin Avenue
2Nd Floor
Garden City, NY 11530
2Nd Floor
Garden City, NY 11530
0
Disclosures
36
Years of Experience
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State Registrations
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Alabama 11/18/2016
B
Nevada 5/1/2017
B
Alaska 2/22/2023
B
New Hampshire 8/3/2016
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
Arkansas 7/30/2020
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New Jersey 6/1/2009
B
California 7/14/2009
B
New Mexico 12/11/2019
B
Colorado 7/14/2009
B
New York 6/1/2009
B
Connecticut 7/15/2011
IA
New York 6/16/2021
B
Delaware 1/13/2015
B
North Carolina 2/23/2015
B
District of Columbia 10/13/2016
B
North Dakota 12/11/2019
B
Florida 6/1/2009
B
Ohio 8/3/2016
B
Georgia 8/29/2017
B
Oklahoma 8/27/2019
B
Hawaii 7/20/2016
B
Oregon 8/3/2016
B
Idaho 5/11/2016
B
Pennsylvania 6/1/2009
B
Illinois 7/20/2016
B
Puerto Rico 2/13/2025
B
Indiana 5/11/2016
B
Rhode Island 8/3/2016
B
Iowa 11/1/2018
B
South Carolina 10/25/2011
B
Kansas 3/21/2023
B
South Dakota 7/1/2018
B
Kentucky 9/19/2017
B
Tennessee 1/17/2020
B
Louisiana 8/4/2016
B
Texas 5/11/2016
B
Maine 1/17/2017
IA
Texas 11/1/2018
B
Maryland 8/3/2016
B
Utah 8/3/2016
B
Massachusetts 7/14/2009
B
Vermont 8/3/2016
B
Michigan 8/3/2016
B
Virgin Islands 2/22/2023
B
Minnesota 8/3/2016
B
Virginia 8/3/2016
B
Mississippi 3/21/2023
B
Washington 11/18/2016
B
Missouri 5/11/2016
B
West Virginia 5/11/2016
B
Montana 11/26/2019
B
Wisconsin 5/11/2016
B
Nebraska 8/14/2017
B
Wyoming 3/21/2023
SRO Registrations
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B
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B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | GARDEN CITY, NY | |
B | 04/02/2007 - 06/01/2009 | GARDEN CITY, NY | |
IA | 02/27/2006 - 04/02/2007 | GARDEN CITY, NY | |
B | 10/08/2004 - 04/02/2007 | GARDEN CITY, NY | |
B | 08/18/1993 - 10/22/2004 | NEW YORK, NY | |
B | 04/03/1990 - 08/26/1993 | NEW YORK, NY | |
B | 02/07/1990 - 03/31/1990 | ||
B | 06/21/1988 - 02/13/1990 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.