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Detailed Report
DAVID BRUCE GUZY
CRD#: 1848155
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 38 W 13775 S, STE 300
DRAPER, UT 84020
CETERA ADVISOR NETWORKS LLCCRD#: 13572 38 W 13775 S, STE 300
DRAPER, UT 84020
Registration History
199019952000200520102015202020252 FIRMS2000 - 2013 (13 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - Present (4 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1998 - 2000 (2 years)BZIONS INVESTMENT SECURITIES, INC. (CRD# 17776)1988 - 1998 (9 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - 2023 (2 years)
License(s)

State Registrations

B
California 1/5/2021
B
Utah 9/3/2020
B
Idaho 1/5/2021
IA
Utah 6/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
38 W 13775 S, STE 300, DRAPER, UT 84020
Heber City, UT
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
38 W 13775 S, STE 300, DRAPER, UT 84020
Heber City, UT
Registered with this firm since 6/19/2020
Previous Registration(s)
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IA
 11/12/2020 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 03/27/2000 - 04/18/2013 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SANDY, UT
B
 02/29/2000 - 04/18/2013 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SANDY, UT
B
 02/24/1998 - 03/23/2000 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 08/26/1988 - 04/02/1998 ZIONS INVESTMENT SECURITIES, INC. (CRD#:17776) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.