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Maria Eugenia Forero
CRD#: 1848139
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 5847 SAN FELIPE STREET
Ste 3900
HOUSTON, TX 77057
Registration History
199019952000200520102015202020252 FIRMS1990 - 2002 (12 years)2 FIRMS2002 - 2010 (7 years)2 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BFIRST INTERSTATE DISCOUNT BROK... (CRD# 14371)1989 - 1990 (<1 year)BFIRST INTERSTATE BROKERAGE OF ... (CRD# 17450)1988 - 1989 (<1 year)
License(s)

State Registrations

B
California 8/2/2017

B
North Carolina 8/2/2017

B
Florida 8/2/2017

B
Ohio 2/28/2023

B
Illinois 8/7/2018

B
Pennsylvania 6/13/2022

B
Maryland 1/13/2022

B
Texas 7/7/2017

B
New York 11/21/2023

IA
Texas 7/7/2017

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
5847 SAN FELIPE STREET Ste 3900, HOUSTON, TX 77057
Registered with this firm since 7/7/2017

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
5847 SAN FELIPE STREET Ste 3900, HOUSTON, TX 77057
Registered with this firm since 7/7/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2010 - 07/17/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
01/01/2010 - 07/17/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
IA
08/30/2002 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) HOUSTON, TX
B
08/30/2002 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) HOUSTON, TX
IA
01/22/1990 - 09/06/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HOUSTON, TX
B
01/22/1990 - 09/06/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
02/24/1989 - 01/20/1990 FIRST INTERSTATE DISCOUNT BROKERAGE (CRD#:14371)
B
09/20/1988 - 01/03/1989 FIRST INTERSTATE BROKERAGE OF TEXAS, INC. (CRD#:17450)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.