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Detailed Report
STEVEN GERARD VICTOR
CRD#: 1848096
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 555 CALIFORNIA ST STE 2300
SAN FRANCISCO, CA 94104
Registration History
199019952000200520102015202020252 FIRMS2007 - 2019 (12 years)2 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1998 - 2007 (9 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1992 - 1996 (3 years)BCITICORP FINANCIAL SERVICES,INC. (CRD# 14675)1988 - 1992 (3 years)BLANDMARK BROKERAGE SERVICES, INC. (CRD# 20221)1989 - 1991 (1 year)IACITICORP INVESTMENT SERVICES (CRD# 23988)2005 - 2007 (1 year)
License(s)

State Registrations

B
California 11/1/2022
IA
California 11/1/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
Walnut Creek, CA
Registered with this firm since 11/1/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
Walnut Creek, CA
Registered with this firm since 11/1/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/19/2020 - 11/01/2022 MORGAN STANLEY (CRD#:149777) San Francisco, CA
B
 06/19/2020 - 11/01/2022 MORGAN STANLEY (CRD#:149777) San Francisco, CA
IA
 05/29/2007 - 12/18/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
B
 05/29/2007 - 12/18/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
IA
 08/16/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
B
 03/07/1998 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
B
 06/01/1992 - 05/31/1996 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 09/15/1988 - 06/01/1992 CITICORP FINANCIAL SERVICES,INC. (CRD#:14675)
B
 05/31/1989 - 04/15/1991 LANDMARK BROKERAGE SERVICES, INC. (CRD#:20221)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.