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WILLIAM THOMAS THEIS JR
CRD#: 1847193
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 159 CROCKER PARK BLVD.
SUITE 390
WESTLAKE, OH 44145
Registration History
19901995200020052010201520202025IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2001 - Present (23 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1998 - Present (26 years)BRONEY & CO. (CRD# 45091)1998 - 1999 (1 year)BRONEY & CO. L.L.C. (CRD# 900)1996 - 1998 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1994 - 1996 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 1994 (4 years)
Disclosure(s)
View By:
11/25/1996
Regulatory
Final
12/28/1994
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 4/20/2010

B
New Hampshire 3/14/2011

B
California 9/25/1999

B
New Jersey 3/14/2011

B
Colorado 3/29/2010

B
New York 11/23/1999

B
Connecticut 3/17/2011

B
North Carolina 4/13/2010

B
District of Columbia 3/18/2011

B
Ohio 9/25/1999

B
Florida 3/30/2010

IA
Ohio 4/30/2001

B
Georgia 3/29/2010

B
Oregon 3/22/2011

B
Illinois 4/1/2009

B
Pennsylvania 3/29/2010

B
Indiana 3/15/2011

B
Rhode Island 3/21/2011

B
Iowa 3/11/2011

B
South Carolina 3/26/2010

B
Kentucky 3/11/2011

B
Tennessee 2/22/2018

B
Louisiana 5/5/2010

B
Texas 3/24/2011

B
Maine 3/14/2011

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Texas 5/13/2019

B
Massachusetts 2/15/2011

B
Vermont 3/14/2011

B
Michigan 4/22/2010

B
Virginia 3/14/2011

B
Minnesota 3/17/2011

B
Washington 3/26/2010

B
Mississippi 10/11/2021

B
Wisconsin 3/14/2011

B
Missouri 2/16/2011

B
Wyoming 1/6/2025

B
Nevada 7/30/2010

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
159 CROCKER PARK BLVD. SUITE 390, WESTLAKE, OH 44145
159 Crocker Park Blvd Regus - 4th Floor, Office 401, 402 and 405, Westlake, OH 44145
Registered with this firm since 4/30/2001

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
159 CROCKER PARK BLVD. SUITE 390, WESTLAKE, OH 44145
159 Crocker Park Blvd Regus - 4th Floor, Office 401, 402 and 405, Westlake, OH 44145
Registered with this firm since 6/16/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/11/1998 - 10/07/1999 RONEY & CO. (CRD#:45091) DETROIT, MI
B
06/14/1996 - 05/11/1998 RONEY & CO. L.L.C. (CRD#:900) DETROIT, MI
B
03/25/1994 - 06/05/1996 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
01/23/1990 - 04/22/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.