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Detailed Report
James Neil Parsons
JAMES PARSONS, NEIL PARSONS, J Neil Parsons
CRD#: 1846709
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 346 THIRD STREET
MARIETTA, OH 45750
Registration History
199019952000200520102015202020252 FIRMS2016 - 2023 (6 years)2 FIRMS2023 - Present (1 year)BEDWARD JONES (CRD# 250)1998 - 2016 (18 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1996 - 1998 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1988 - 1992 (3 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1988 - 1991 (3 years)IAEDWARD JONES (CRD# 250)2007 - 2016 (9 years)
License(s)

State Registrations

B
California 6/16/2023
B
New York 6/16/2023
B
Colorado 6/16/2023
B
North Carolina 7/6/2023
B
District of Columbia 6/16/2023
B
Ohio 6/16/2023
B
Florida 6/16/2023
IA
Ohio 6/16/2023
B
Illinois 7/3/2024
B
Pennsylvania 6/16/2023
B
Indiana 6/16/2023
B
Rhode Island 6/16/2023
B
Iowa 6/16/2023
B
South Carolina 6/16/2023
B
Kentucky 6/16/2023
B
Tennessee 6/16/2023
B
Maine 6/16/2023
B
Texas 6/16/2023
B
Maryland 6/16/2023
IA
Texas 6/16/2023
B
Massachusetts 6/16/2023
B
Utah 6/16/2023
B
Missouri 6/16/2023
B
Vermont 6/16/2023
B
Nebraska 6/16/2023
B
Virginia 6/16/2023
B
New Hampshire 6/16/2023
B
Washington 7/3/2024
B
New Jersey 6/16/2023
B
West Virginia 6/16/2023
IA
New Jersey 6/23/2023
IA
West Virginia 6/30/2023

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
346 THIRD STREET, MARIETTA, OH 45750
Registered with this firm since 6/16/2023
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
346 THIRD STREET, MARIETTA, OH 45750
Registered with this firm since 6/16/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/05/2016 - 06/30/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLESTON, WV
B
 07/05/2016 - 06/30/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLESTON, WV
IA
 01/25/2007 - 07/06/2016 EDWARD JONES (CRD#:250) BOSTON, MA
B
 04/09/1998 - 07/06/2016 EDWARD JONES (CRD#:250) BOSTON, MA
B
 02/05/1996 - 04/04/1998 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 08/10/1988 - 02/04/1992 NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (CRD#:2881) MILWAUKEE, WI
B
 08/10/1988 - 12/31/1991 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.