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AARON JOEL MENDELSON
CRD#: 1846040
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 555 CALIFORNIA STREET
SUITE 4650
SAN FRANCISCO, CA 94104
Registration History
199019952000200520102015202020252 FIRMS2003 - 2016 (13 years)2 FIRMS2016 - Present (8 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)2001 - 2003 (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 2001 (12 years)IADONALDSON LUFKIN & JENRETTE SE... (CRD# 7560)2002 - 2003 (<1 year)
Disclosure(s)
View By:
2/6/2002
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Arizona 6/21/2016

B
Minnesota 4/4/2016

B
Arkansas 4/4/2016

B
Montana 2/3/2017

B
California 4/4/2016

B
Nevada 4/4/2016

IA
California 4/4/2016

B
New Jersey 4/4/2016

B
Colorado 4/4/2016

B
New York 4/4/2016

B
Connecticut 4/4/2016

B
North Carolina 4/4/2016

B
Delaware 4/11/2016

B
Ohio 4/4/2016

B
Florida 4/4/2016

B
Oklahoma 4/5/2016

B
Georgia 4/4/2016

B
Oregon 1/30/2018

B
Idaho 2/23/2017

B
Pennsylvania 4/4/2016

B
Illinois 4/4/2016

B
Rhode Island 4/4/2016

B
Indiana 4/19/2016

B
Tennessee 4/4/2016

B
Iowa 3/22/2017

B
Texas 4/4/2016

B
Kentucky 4/4/2016

B
Utah 4/4/2016

B
Maryland 4/4/2016

B
Vermont 4/4/2016

B
Massachusetts 4/7/2016

B
Virginia 4/4/2016

B
Michigan 4/4/2016

B
Washington 4/4/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA STREET SUITE 4650, SAN FRANCISCO, CA 94104
Registered with this firm since 4/4/2016

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
555 CALIFORNIA STREET SUITE 4650, SAN FRANCISCO, CA 94104
Registered with this firm since 4/4/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/17/2003 - 04/19/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
B
01/17/2003 - 04/19/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
IA
08/01/2002 - 01/17/2003 DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) SAN FRANCISCO, CA
B
02/07/2001 - 01/17/2003 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
B
06/22/1988 - 02/20/2001 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.