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Detailed Report
DAVID ROSS TAYLOR SR.
DAVE TAYLOR SR, DAVID ROSS TAYLOR SR
CRD#: 1845081
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 6115 PARK SOUTH DRIVE
SUITE 200
CHARLOTTE, NC 28210
Registration History
19901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2004 - Present (20 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1989 - 1999 (10 years)BBNL SECURITIES INC. (CRD# 10641)1988 - 1989 (<1 year)BFOCUS SECURITIES, INC. (CRD# 15023)1988 - 1988 (<1 year)IAC.P. ADVISORY SERVICES (CRD# 118052)2000 - 2004 (3 years)
License(s)

State Registrations

B
Alaska 12/7/2006
IA
North Carolina 4/1/2004
B
Florida 2/14/2002
B
South Carolina 8/18/1999
IA
Florida 8/13/2004
IA
South Carolina 4/2/2004
B
Mississippi 5/15/2019
B
Virginia 7/1/1999
IA
Mississippi 5/15/2019
IA
Virginia 5/17/2004
B
North Carolina 5/3/1999

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
6115 PARK SOUTH DRIVE SUITE 200, CHARLOTTE, NC 28210
Huntersville, NC
Registered with this firm since 4/1/2004
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
6115 PARK SOUTH DRIVE SUITE 200, CHARLOTTE, NC 28210
Huntersville, NC
Registered with this firm since 5/3/1999
Previous Registration(s)
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IA
 12/31/2000 - 04/01/2004 C.P. ADVISORY SERVICES (CRD#:118052) CHARLOTTE, NC
B
 02/01/1989 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 11/21/1988 - 01/03/1989 BNL SECURITIES INC. (CRD#:10641)
B
 10/04/1988 - 11/22/1988 FOCUS SECURITIES, INC. (CRD#:15023)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.