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WILLIAM JEFF OSTLER
JEFF OSTLER, W JEFF OSTLER
CRD#: 1844524
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1361 N 1075 W SUITE 15
FARMINGTON, UT 84025
FARMINGTON, UT 84025
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1361 N 1075 W SUITE 15
FARMINGTON, UT 84025
FARMINGTON, UT 84025
0
Disclosures
36
Years of Experience
View By:
State Registrations
B
Arizona 2/13/2009
B
Texas 1/23/2017
B
California 8/5/1996
IA
Texas 6/29/2023
B
Colorado 6/21/2013
B
Utah 8/1/1996
B
Idaho 11/26/2018
IA
Utah 6/29/2023
B
Massachusetts 4/22/2002
B
Washington 9/19/2024
B
Oregon 11/26/2018
B
Wyoming 6/20/2006
B
South Carolina 1/30/2025
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 8/1/1996
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/01/2005 - 06/29/2023 | BOUNTIFUL, UT | |
B | 12/04/1995 - 08/01/1996 | CARMEL, IN | |
B | 06/22/1988 - 11/28/1995 | SALT LAKE CITY, UT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.