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DONNA RIZOR LONGFELLOW
DONNA LONGFELLOW, DONNA J RIZOR, DONNA RIZORLONGFELLOW
CRD#: 1840347
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 175 MONTROSE WEST AVENUE
AKRON, OH 44321
Registration History
19901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1993 - Present (31 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1988 - Present (36 years)
Disclosure(s)
View By:
5/16/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/5/2022

B
New Jersey 1/3/2008

B
Arizona 7/12/1993

B
New Mexico 10/18/2017

B
California 7/7/1993

B
New York 7/7/1993

B
Colorado 7/7/1993

B
North Carolina 7/7/1993

B
Connecticut 2/8/2007

B
Ohio 6/22/1988

B
District of Columbia 5/5/2022

IA
Ohio 8/13/1999

B
Florida 7/12/1993

B
Oregon 11/9/2020

B
Georgia 7/7/1993

B
Pennsylvania 7/7/1993

B
Illinois 12/7/2022

B
Rhode Island 11/24/2008

B
Indiana 3/10/2003

B
South Carolina 8/21/2006

B
Kansas 6/11/2021

B
Tennessee 4/20/2017

B
Kentucky 4/10/2018

B
Texas 7/7/1993

B
Maryland 7/7/1993

IA
Texas 7/7/1993

B
Massachusetts 7/7/1993

B
Virginia 1/3/2008

B
Michigan 7/8/1993

B
Washington 12/14/2001

B
Missouri 7/8/1993

B
Wisconsin 1/3/2024

B
Nevada 11/18/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
175 MONTROSE WEST AVENUE, AKRON, OH 44321
Registered with this firm since 7/7/1993

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
175 MONTROSE WEST AVENUE, AKRON, OH 44321
Registered with this firm since 6/21/1988

For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.