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PETER DAVID FALSTAD
PETE FALSTAD
CRD#: 1838792
IA
B
OSAIC WEALTH, INC.CRD#: 23131 1410 WOODBINE
SUITE 4
BLOOMINGTON, IL 61704
SUITE 4
BLOOMINGTON, IL 61704
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Disclosures
36
Years of Experience
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State Registrations
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Alabama 1/19/2024
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Michigan 1/19/2024
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Alaska 1/19/2024
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Minnesota 1/19/2024
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Arizona 1/19/2024
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Missouri 1/19/2024
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Arkansas 1/19/2024
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Nevada 1/19/2024
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California 1/19/2024
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New York 1/19/2024
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Colorado 1/19/2024
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North Carolina 1/19/2024
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District of Columbia 1/19/2024
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Ohio 1/19/2024
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Florida 1/19/2024
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Oklahoma 1/19/2024
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Florida 11/14/2024
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South Carolina 1/19/2024
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Georgia 1/19/2024
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Tennessee 1/19/2024
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Illinois 1/19/2024
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Texas 1/19/2024
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Illinois 1/19/2024
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Texas 6/7/2024
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Indiana 1/19/2024
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Utah 9/9/2024
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Iowa 1/19/2024
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Virginia 1/19/2024
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Kentucky 1/19/2024
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Wisconsin 1/19/2024
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Maryland 1/19/2024
SRO Registrations
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Registered with this firm since 1/19/2024
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Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/16/2015 - 01/19/2024 | BLOOMINGTON, IL | |
B | 07/16/2015 - 01/19/2024 | BLOOMINGTON, IL | |
IA | 09/04/2013 - 07/17/2015 | BLOOMINGTON, IL | |
B | 10/07/2004 - 07/16/2015 | BLOOMINGTON, IL | |
B | 01/28/2004 - 10/04/2004 | CHAMPAIGN, IL | |
B | 07/26/2001 - 01/26/2004 | LAKE ST. LOUIS, MO | |
B | 07/07/1998 - 08/06/2001 | TARZANA, CA | |
B | 05/18/1992 - 07/15/1998 | DECATUR, IL | |
B | 01/09/1990 - 05/15/1992 | ROCKVILLE, MD | |
B | 07/11/1989 - 01/04/1990 | HUDSON, OH | |
B | 10/19/1988 - 07/19/1989 | ||
B | 07/12/1988 - 11/15/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.