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ROBERT FRANCIS JENNINGS
ROB JENNINGS
CRD#: 1838484
IA
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ONEDIGITAL INVESTMENT ADVISORSCRD#: 106766 4576 Research Forest Drive
The Woodlands, TX 77381
The Woodlands, TX 77381
VALMARK SECURITIES, INC.CRD#: 31243 The Woodlands, TX
0
Disclosures
26
Years of Experience
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State Registrations
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Arizona 11/25/2024
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Kansas 11/25/2024
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California 11/25/2024
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Louisiana 11/25/2024
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Colorado 11/25/2024
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Nevada 11/25/2024
B
Delaware 11/25/2024
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Texas 6/2/2024
B
Florida 11/25/2024
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Texas 11/25/2024
B
Idaho 11/25/2024
B
Utah 11/25/2024
SRO Registrations
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Registered with this firm since 6/2/2024
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/23/2024 - 11/27/2024 | Overland Park, KS | |
B | 07/26/2024 - 08/23/2024 | Overland Park, KS | |
IA | 11/04/2015 - 08/09/2024 | THE WOODLANDS, TX | |
B | 11/04/2015 - 08/09/2024 | THE WOODLANDS, TX | |
B | 02/10/2004 - 04/29/2016 | THE WOODLANDS, TX | |
IA | 02/10/2004 - 12/31/2015 | THE WOODLANDS, TX | |
B | 05/07/1998 - 12/31/2003 | NEW ORLEANS, LA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.