• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSEPH PAUL FOX
JOSEPH P FOX
CRD#: 1837846
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2701 UNIVERSITY AVE SE
MINNEAPOLIS, MN 55414
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2701 UNIVERSITY AVENUE SE
MINNEAPOLIS, MN 55414-3238
Registration History
199019952000200520102015202020252 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)1989 - 2023 (34 years)BCRI SECURITIES, LLC (CRD# 22589)1994 - 2021 (27 years)BMONARCH SECURITIES, INC. (CRD# 2809)1988 - 1989 (<1 year)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2007 - 2023 (16 years)IACRI SECURITIES, LLC (CRD# 22589)2007 - 2021 (14 years)IAMARATHON ADVISORS, INC (CRD# 113696)2004 - 2007 (3 years)
License(s)

State Registrations

B
Arizona 8/10/2023

B
New Jersey 8/10/2023

B
California 8/10/2023

B
North Carolina 8/10/2023

B
Colorado 8/10/2023

B
North Dakota 8/10/2023

B
Florida 8/11/2023

B
Oklahoma 8/10/2023

B
Illinois 8/10/2023

B
South Dakota 8/10/2023

B
Indiana 8/10/2023

B
Tennessee 8/10/2023

B
Iowa 8/10/2023

B
Texas 8/10/2023

B
Kansas 8/10/2023

IA
Texas 8/10/2023

B
Maryland 8/10/2023

B
Utah 8/10/2023

B
Minnesota 8/10/2023

B
Virginia 8/10/2023

IA
Minnesota 8/10/2023

B
Washington 8/10/2023

B
Nebraska 8/10/2023

B
Wisconsin 8/10/2023

B
Nevada 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2701 UNIVERSITY AVENUE SE, MINNEAPOLIS, MN 55414-3238
1751Upper 55th St. E., Inver Grove Hts., MN 55077
Registered with this firm since 8/10/2023

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2701 UNIVERSITY AVE SE, MINNEAPOLIS, MN 55414
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/21/2007 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MINNEAPOLIS, MN
B
04/03/1989 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MINNEAPOLIS, MN
IA
08/21/2007 - 10/18/2021 CRI SECURITIES, LLC (CRD#:22589) MINNEAPOLIS, MN
B
07/18/1994 - 10/18/2021 CRI SECURITIES, LLC (CRD#:22589) MINNEAPOLIS, MN
IA
05/25/2004 - 12/31/2007 MARATHON ADVISORS, INC (CRD#:113696) MINNEAPOLIS, MN
B
06/22/1988 - 04/20/1989 MONARCH SECURITIES, INC. (CRD#:2809)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.