Individual Firm
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ROBERT HAMILL FITZSIMMONS
ROBERT H FITZSIMMONS
CRD#: 1837056
IA
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OSAIC WEALTH, INC.CRD#: 23131 770 N COTNER BLVD
SUITE 411
LINCOLN, NE 68505
SUITE 411
LINCOLN, NE 68505
0
Disclosures
36
Years of Experience
View By:
State Registrations
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Arizona 9/1/2023
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New Jersey 9/1/2023
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California 9/1/2023
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New Mexico 9/1/2023
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Colorado 9/1/2023
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New York 9/1/2023
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Florida 9/1/2023
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Ohio 9/1/2023
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Illinois 9/1/2023
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Oklahoma 10/2/2023
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Indiana 9/1/2023
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Oregon 9/1/2023
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Iowa 9/1/2023
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South Carolina 1/22/2025
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Kansas 9/1/2023
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South Dakota 9/1/2023
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Maryland 9/1/2023
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Texas 9/1/2023
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Minnesota 9/1/2023
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Texas 9/1/2023
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Mississippi 1/16/2024
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Virginia 9/1/2023
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Missouri 9/1/2023
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Washington 9/1/2023
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Nebraska 9/1/2023
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Wyoming 9/1/2023
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Nebraska 9/1/2023
SRO Registrations
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Registered with this firm since 9/1/2023
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Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/04/2016 - 09/01/2023 | LINCOLN, NE | |
B | 11/04/2016 - 09/01/2023 | LINCOLN, NE | |
IA | 10/31/2008 - 11/07/2016 | LINCOLN, NE | |
B | 01/21/1994 - 11/07/2016 | LINCOLN, NE | |
B | 04/08/1991 - 02/01/1994 | GREENWOOD VILLAGE, CO | |
B | 09/27/1988 - 04/26/1991 | NEW YORK, NY | |
B | 06/21/1988 - 09/29/1988 |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.