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Detailed Report
PAUL WARREN NICKEL
CRD#: 1836943
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1011 POYNTZ
MANHATTAN, KS 66502
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1011 POYNTZ
MANHATTAN, KS 66502
Registration History
19901995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)IAKEATING FINANCIAL ADVISORY SER... (CRD# 142772)2007 - Present (17 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1999 - Present (26 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1989 - 1999 (9 years)BEQUITY SERVICES, INC. (CRD# 265)1988 - 1989 (<1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)1999 - 2009 (9 years)
License(s)

State Registrations

B
Alabama 5/28/2002
B
Michigan 12/17/2024
B
Arizona 2/13/2013
B
Missouri 12/22/2015
B
California 12/21/2012
B
North Carolina 10/11/2019
B
Colorado 12/19/2017
B
Oklahoma 1/4/1999
B
Florida 8/2/2006
B
Pennsylvania 9/6/2019
B
Georgia 9/6/2019
B
Texas 1/4/1999
B
Illinois 1/18/2017
IA
Texas 5/21/2012
B
Kansas 1/4/1999
IA
Texas 11/3/2021
IA
Kansas 10/18/2007
B
Virginia 12/17/2024

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1011 POYNTZ, MANHATTAN, KS 66502
Registered with this firm since 1/2/2009
IA
KEATING FINANCIAL ADVISORY SERVICES (CRD#:142772)
1011 POYNTZ AVE., MANHATTAN, KS 66503
1011 POYNTZ AVENUE, MANHATTAN, KS 66502
Registered with this firm since 10/18/2007
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1011 POYNTZ, MANHATTAN, KS 66502
10985 CODY STREET SUITE 220, OVERLAND PARK, KS 66210
Registered with this firm since 1/4/1999
Previous Registration(s)
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IA
 12/29/1999 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) LAWRENCE, KS
B
 03/14/1989 - 01/04/1999 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
 05/25/1988 - 03/15/1989 EQUITY SERVICES, INC. (CRD#:265)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.