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James Daniel Griffith
DAN GRIFFITH, DANNY GRIFFITH, James D Griffith
CRD#: 1836934
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 Dallas, TX
0
Disclosures
30
Years of Experience
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State Registrations
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Alabama 12/21/2022
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Montana 12/21/2022
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Alaska 12/21/2022
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Nebraska 12/21/2022
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Arizona 12/21/2022
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Nevada 12/21/2022
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Arkansas 12/21/2022
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New Hampshire 12/21/2022
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California 12/21/2022
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New Jersey 12/21/2022
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Colorado 12/21/2022
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New Mexico 12/21/2022
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Connecticut 12/21/2022
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New York 12/21/2022
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Delaware 12/21/2022
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North Carolina 12/21/2022
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District of Columbia 12/21/2022
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North Dakota 12/21/2022
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Florida 12/21/2022
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Ohio 12/21/2022
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Georgia 12/21/2022
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Oklahoma 12/21/2022
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Hawaii 12/21/2022
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Oregon 12/21/2022
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Idaho 12/21/2022
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Pennsylvania 12/21/2022
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Illinois 12/21/2022
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Rhode Island 12/21/2022
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Indiana 12/21/2022
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South Carolina 12/21/2022
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Iowa 12/21/2022
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South Dakota 12/21/2022
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Kansas 12/21/2022
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Tennessee 12/21/2022
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Kentucky 12/21/2022
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Texas 12/14/2022
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Louisiana 12/21/2022
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Texas 12/21/2022
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Maine 12/21/2022
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Utah 12/21/2022
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Maryland 12/21/2022
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Vermont 12/21/2022
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Massachusetts 12/21/2022
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Virginia 12/21/2022
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Michigan 12/21/2022
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Washington 12/21/2022
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Minnesota 12/21/2022
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West Virginia 12/21/2022
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Mississippi 12/21/2022
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Wisconsin 12/21/2022
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Missouri 12/21/2022
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Wyoming 12/21/2022
SRO Registrations
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Registered with this firm since 12/21/2022
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/18/2019 - 05/06/2021 | KATY, TX | |
B | 03/27/2019 - 05/06/2021 | KATY, TX | |
B | 01/11/2016 - 06/18/2018 | Dallas, TX | |
B | 10/12/2015 - 01/12/2016 | MINNEAPOLIS, MN | |
B | 05/20/2013 - 12/03/2013 | DALLAS, TX | |
B | 01/23/2006 - 10/04/2012 | DALLAS, TX | |
B | 11/23/1998 - 01/20/2006 | DALLAS, TX | |
B | 06/20/1989 - 07/08/1998 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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