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TIMOTHY JOSEPH FARRELL
TIM FARRELL
CRD#: 1836327
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5801 PELICAN BAY BLVD STES 103 & 200
NAPLES, FL 34108
Registration History
199019952000200520102015202020252 FIRMS2012 - Present (12 years)BMURIEL SIEBERT & CO., INC. (CRD# 5376)1997 - 2012 (14 years)BGRIFFIN FINANCIAL SERVICES (CRD# 10823)1997 - 1997 (<1 year)BWATERHOUSE SECURITIES, INC. (CRD# 7870)1989 - 1997 (7 years)BINVESTACORP, INC. (CRD# 7684)1988 - 1988 (<1 year)
License(s)

State Registrations

B
Arkansas 10/28/2024

B
Massachusetts 10/28/2024

B
Florida 3/21/2012

B
Utah 10/28/2024

IA
Florida 5/18/2012

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5801 PELICAN BAY BLVD STES 103 & 200, NAPLES, FL 34108
ESTERO, FL
Registered with this firm since 5/18/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5801 PELICAN BAY BLVD STES 103 & 200, NAPLES, FL 34108
ESTERO, FL
Registered with this firm since 3/21/2012

Previous Registration(s)
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B
12/24/1997 - 03/21/2012 MURIEL SIEBERT & CO., INC. (CRD#:5376) BOCA RATON, FL
B
05/22/1997 - 12/11/1997 GRIFFIN FINANCIAL SERVICES (CRD#:10823)
B
06/16/1989 - 04/29/1997 WATERHOUSE SECURITIES, INC. (CRD#:7870) OMAHA, NE
B
05/25/1988 - 12/31/1988 INVESTACORP, INC. (CRD#:7684)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.