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MARK ALLEN CLIFT
MARK CLIFT
CRD#: 1834415
IA
Investment Adviser
B
Broker
HILLTOP SECURITIES INC.CRD#: 6220 8201 Preston Road
SUITE 600
Dallas, TX 75225
Registration History
199019952000200520102015202020252 FIRMS2000 - 2002 (2 years)IAHILLTOP SECURITIES INC. (CRD# 6220)2003 - Present (21 years)BHILLTOP SECURITIES INC. (CRD# 6220)2002 - Present (22 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1994 - 2000 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1990 - 1994 (4 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1989 - 1990 (<1 year)
License(s)

State Registrations

B
California 11/11/2002

B
Montana 4/4/2023

B
Connecticut 9/6/2016

B
Nevada 10/24/2022

B
Florida 12/2/2020

B
New York 1/5/2011

B
Georgia 11/18/2022

B
North Dakota 1/3/2024

IA
Georgia 11/21/2022

B
Oklahoma 6/7/2002

B
Illinois 1/21/2015

B
Texas 6/7/2002

B
Indiana 5/19/2022

IA
Texas 4/23/2003

B
Missouri 5/28/2020

B
Virginia 7/6/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HILLTOP SECURITIES INC. (CRD#:6220)
8201 Preston Road SUITE 600, Dallas, TX 75225
Registered with this firm since 4/23/2003

B
HILLTOP SECURITIES INC. (CRD#:6220)
8201 Preston Road SUITE 600, Dallas, TX 75225
Registered with this firm since 6/7/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/03/2000 - 06/10/2002 MORGAN STANLEY (CRD#:7556) DALLAS, TX
B
02/03/2000 - 06/10/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
11/04/1994 - 02/01/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
03/21/1990 - 11/09/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
06/20/1989 - 03/28/1990 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.