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DONALD ALAN TESSMER
CRD#: 1834222
IA
Investment Adviser
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Previous Broker
TAX & FINANCIAL MANAGEMENTCRD#: 127757 1870 THE EXCHANGE, SUITE 200
ATLANTA, GA 30339
Registration History
199019952000200520102015202020252 FIRMS1988 - 1991 (3 years)2 FIRMS1993 - 1993 (<1 year)IATAX & FINANCIAL MANAGEMENT (CRD# 127757)2012 - Present (12 years)BKOVACK SECURITIES INC. (CRD# 44848)2014 - 2017 (3 years)BRESOURCE HORIZONS GROUP LLC (CRD# 104368)2005 - 2014 (9 years)BDUNWOODY BROKERAGE SERVICES, INC. (CRD# 31183)1994 - 2005 (11 years)BOGILVIE & TAYLOR SECURITIES CO... (CRD# 10105)1993 - 1994 (<1 year)
Disclosure(s)
View By:
7/6/2004
Customer Dispute
Settled
License(s)

State Registrations

IA
Georgia 9/17/2012

Current Registration(s)
IA
TAX & FINANCIAL MANAGEMENT (CRD#:127757)
1870 THE EXCHANGE, SUITE 200, ATLANTA, GA 30339
Registered with this firm since 9/17/2012

Previous Registration(s)
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10/15/2014 - 12/31/2017 KOVACK SECURITIES INC. (CRD#:44848) ATLANTA, GA
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08/30/2005 - 10/15/2014 RESOURCE HORIZONS GROUP LLC (CRD#:104368) ATLANTA, GA
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06/16/1994 - 09/07/2005 DUNWOODY BROKERAGE SERVICES, INC. (CRD#:31183) ATLANTA, GA
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09/23/1993 - 07/18/1994 OGILVIE & TAYLOR SECURITIES CORPORATION (CRD#:10105) CHICAGO, IL
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04/05/1993 - 09/22/1993 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
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04/05/1993 - 09/22/1993 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
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05/25/1988 - 06/04/1991 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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05/25/1988 - 06/04/1991 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.