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CHRISTOPHER VANHORN
CHRISTOPHER NANHORN, CHRISTOPHER VAN HORN, CHRIS VANHORN
CRD#: 1833268
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 5834 E. NAPLES PLAZA
2nd Floor
LONG BEACH, CA 90803
Registration History
199019952000200520102015202020252 FIRMS1997 - 2005 (8 years)2 FIRMS2005 - 2020 (15 years)2 FIRMS2020 - Present (4 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1997 (8 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1988 (<1 year)
Disclosure(s)
View By:
2/23/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/8/2024

B
New Mexico 9/1/2020

B
California 9/1/2020

B
South Carolina 9/9/2020

IA
California 9/1/2020

B
Texas 9/1/2020

B
Colorado 9/1/2020

IA
Texas 9/1/2020

B
Florida 9/1/2020

B
Virginia 4/5/2024

B
Idaho 10/14/2020

B
Washington 9/1/2020

B
Iowa 9/1/2020

B
Wisconsin 2/1/2021

B
Nevada 9/1/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
5834 E. NAPLES PLAZA 2nd Floor, LONG BEACH, CA 90803
Registered with this firm since 9/1/2020

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
5834 E. NAPLES PLAZA 2nd Floor, LONG BEACH, CA 90803
Registered with this firm since 9/1/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/12/2005 - 09/02/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SEAL BEACH, CA
B
08/12/2005 - 09/02/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SEAL BEACH, CA
IA
07/08/1997 - 08/18/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LONG BEACH, CA
B
07/02/1997 - 08/18/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
11/02/1988 - 06/27/1997 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
05/25/1988 - 11/28/1988 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.