Individual Firm
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MICHAEL BRENT HANSON
BRENT HANSON
CRD#: 1832012
IA
B
OSAIC WEALTH, INC.CRD#: 23131 340 ROSEWOOD
SUITE P
CAMARILLO, CA 93010
SUITE P
CAMARILLO, CA 93010
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3/5/2018
Customer Dispute
Denied
1/31/1986
Criminal
Final Disposition
9/12/1985
Customer Dispute
Denied
State Registrations
B
Arizona 1/23/2024
B
Montana 12/6/2019
B
California 7/18/2007
IA
Montana 4/27/2021
IA
California 8/15/2007
B
South Carolina 10/1/2024
B
Colorado 7/6/2017
B
Texas 11/16/2016
B
Indiana 5/16/2024
IA
Texas 11/16/2016
B
Maryland 2/8/2018
B
Utah 3/12/2024
IA
Maryland 2/8/2018
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 8/15/2007
B
Registered with this firm since 7/18/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/24/2007 - 07/13/2007 | CAMARILLO, CA | |
B | 05/10/2007 - 07/13/2007 | CAMARILLO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.