• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BARBARA DEIST BOCCUTO
CRD#: 1829877
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 6811 Route 9 North
Suite 9
Rhinebeck, NY 12572
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 6811 Route 9 North
Suite 9
Rhinebeck, NY 12572
Registration History
199019952000200520102015202020252 FIRMS2018 - Present (6 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2018 (10 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2008 (6 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1988 - 2001 (12 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2018 (<1 year)
Disclosure(s)
View By:
1/11/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/9/2018

B
Montana 3/14/2018

B
California 3/9/2018

B
Nevada 4/21/2021

B
Colorado 11/20/2019

B
New Jersey 3/9/2018

B
Connecticut 3/9/2018

IA
New Jersey 3/28/2018

IA
Connecticut 1/8/2019

B
New Mexico 6/11/2024

B
Delaware 3/19/2018

B
New York 3/9/2018

B
Florida 3/9/2018

IA
New York 6/14/2021

B
Hawaii 3/20/2018

B
North Carolina 11/20/2020

B
Illinois 3/14/2018

B
Oregon 3/9/2018

B
Indiana 3/9/2018

B
Pennsylvania 2/21/2023

B
Kentucky 5/19/2021

B
Rhode Island 3/9/2018

B
Louisiana 8/9/2023

B
Texas 11/9/2021

B
Maine 3/9/2018

IA
Texas 11/9/2021

B
Maryland 3/9/2018

B
Vermont 1/25/2024

B
Massachusetts 3/12/2018

B
Virginia 12/3/2021

B
Minnesota 4/21/2020

B
Washington 10/3/2023

B
Missouri 4/5/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
6811 Route 9 North Suite 9, Rhinebeck, NY 12572
Salisbury, CT
Registered with this firm since 3/9/2018

IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
6811 Route 9 North Suite 9, Rhinebeck, NY 12572
Registered with this firm since 3/9/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/10/2017 - 03/12/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RHINEBECK, NY
B
01/01/2008 - 03/12/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) RHINEBECK, NY
B
04/27/2001 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) RHINEBECK, NY
B
06/22/1988 - 04/30/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.