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WILLIAM JOSEPH BROWNE
CRD#: 1828610
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1675 N MILITARY TRAIL STE 500
BOCA RATON, FL 33486
Registration History
19901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - Present (8 years)BMORGAN STANLEY (CRD# 149777)2009 - 2016 (6 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2006 - 2007 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2006 (7 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1997 - 1999 (2 years)BFINANCIAL NORTHEASTERN SECURIT... (CRD# 17007)1988 - 1997 (8 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2005 (3 years)
Disclosure(s)
View By:
10/18/2016
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/4/2022

B
New Jersey 4/29/2016

B
California 7/26/2017

IA
New Jersey 9/30/2020

B
Colorado 8/27/2024

B
New York 4/29/2016

B
Connecticut 4/29/2016

IA
New York 7/27/2021

B
Florida 4/29/2016

B
North Carolina 11/17/2016

IA
Florida 10/5/2020

B
Ohio 4/29/2016

B
Maryland 12/8/2023

B
Pennsylvania 4/29/2016

B
Massachusetts 1/25/2023

B
Texas 4/29/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1675 N MILITARY TRAIL STE 500, BOCA RATON, FL 33486
Registered with this firm since 9/30/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1675 N MILITARY TRAIL STE 500, BOCA RATON, FL 33486
Registered with this firm since 4/29/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/01/2009 - 05/13/2016 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
08/04/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NEW YORK, NY
B
06/04/1999 - 08/15/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
IA
12/06/2001 - 02/28/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
03/21/1997 - 06/17/1999 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
08/11/1988 - 04/01/1997 FINANCIAL NORTHEASTERN SECURITIES, INC. (CRD#:17007) FAIRFIELD, NJ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.