Individual Firm
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JOHN ROBERT VERBEKE
CRD#: 1826241
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 1 NORTH WACKER DRIVE
32ND & 33RD
CHICAGO, IL 60606
32ND & 33RD
CHICAGO, IL 60606
0
Disclosures
32
Years of Experience
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State Registrations
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Alabama 6/24/2022
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Montana 6/13/2023
B
Arizona 10/21/2019
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Nevada 6/13/2023
B
California 9/29/2006
B
New Jersey 5/5/2021
B
Colorado 9/29/2006
B
New York 9/29/2006
B
Connecticut 9/29/2006
B
North Carolina 9/24/2021
B
Florida 9/29/2006
B
Ohio 9/29/2006
B
Idaho 9/24/2021
B
Oregon 6/13/2023
B
Illinois 9/29/2006
B
Pennsylvania 4/21/2023
IA
Illinois 9/29/2006
B
South Carolina 1/4/2023
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Indiana 9/29/2006
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Tennessee 9/29/2006
B
Iowa 9/2/2022
B
Texas 7/13/2011
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Kansas 6/21/2023
IA
Texas 9/27/2021
B
Michigan 3/6/2020
B
Washington 9/24/2021
B
Minnesota 9/29/2006
B
Wisconsin 9/29/2006
B
Missouri 8/12/2021
SRO Registrations
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IA
Registered with this firm since 9/29/2006
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Registered with this firm since 9/29/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/09/2004 - 10/04/2006 | CHICAGO, IL | |
B | 01/01/1996 - 10/04/2006 | CHICAGO, IL | |
B | 11/14/1994 - 12/21/1995 | DES MOINES, IA | |
B | 09/14/1994 - 10/28/1994 | CHICAGO, IL | |
B | 06/29/1994 - 09/01/1994 | ST. LOUIS, MO | |
B | 09/21/1992 - 07/11/1994 | ENGLEWOOD, CO |
DES MOINES, IA
11/14/1994 - 12/21/1995
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.