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Detailed Report
KATHLEEN FISH
KATHLEEN MARIE CULLEN, KATHLEEN JACKSON FISH, KATHLEEN MARIE JACKSON, KATHY MARIE JACKSON
CRD#: 1826151
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 633 Oakleaf Office Lane
MEMPHIS, TN 38117
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 633 Oakleaf Office Lane
MEMPHIS, TN 38117
Registration History
19901995200020052010201520202025IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - Present (8 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2003 - Present (21 years)BVERAVEST INVESTMENTS, INC. (CRD# 3960)1990 - 2003 (13 years)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2004 - 2016 (12 years)
Disclosure(s)
View By:
8/21/2024
Customer Dispute
Withdrawn
6/24/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 7/21/2005
B
Minnesota 1/8/2019
B
Alaska 10/25/2021
B
Mississippi 12/1/2003
B
Arkansas 12/1/2003
B
New Mexico 8/21/2015
B
California 12/1/2003
B
New York 12/1/2003
B
Colorado 1/3/2005
B
Ohio 3/25/2022
B
Connecticut 4/11/2023
B
Pennsylvania 10/23/2023
B
District of Columbia 10/23/2023
B
Rhode Island 10/23/2023
B
Florida 12/1/2003
B
South Carolina 8/24/2005
B
Georgia 12/1/2003
B
Tennessee 12/1/2003
B
Illinois 7/30/2008
IA
Tennessee 4/25/2016
B
Indiana 11/1/2024
B
Texas 12/1/2003
B
Maine 8/2/2021
IA
Texas 7/27/2023
B
Massachusetts 4/28/2021
B
Washington 11/6/2019
B
Michigan 12/1/2003

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
633 Oakleaf Office Lane, MEMPHIS, TN 38117
MEMPHIS, TN
Registered with this firm since 4/25/2016
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
633 Oakleaf Office Lane, MEMPHIS, TN 38117
MEMPHIS, TN
Registered with this firm since 12/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/07/2004 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) MEMPHIS, TN
B
 06/22/1990 - 12/01/2003 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.