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MARK MOORE PURCELL
CRD#: 1825465
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 JAMAICA PLAIN, MA
Registration History
199019952000200520102015202020252 FIRMS2011 - 2018 (7 years)2 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - Present (4 years)BSIGNATOR FINANCIAL SERVICES, INC. (CRD# 19061)2013 - 2015 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2011 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2009 (3 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2004 - 2006 (2 years)BSUN LIFE OF CANADA (U.S.) DIST... (CRD# 5496)2001 - 2003 (1 year)BMANEQUITY, INC. (CRD# 5249)1999 - 2000 (1 year)BMANUFACTURERS SECURITIES SERVI... (CRD# 16009)1998 - 1999 (<1 year)BPIONEER FUNDS DISTRIBUTOR, INC. (CRD# 24497)1989 - 1992 (3 years)BTHE PIONEER GROUP, INC. (CRD# 1932)1989 - 1989 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2011 (1 year)
License(s)

State Registrations

B
Iowa 7/20/2020

IA
Massachusetts 8/11/2020

B
Massachusetts 8/5/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
JAMAICA PLAIN, MA
Registered with this firm since 8/11/2020

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PRINCIPAL SECURITIES, INC. (CRD#:1137)
JAMAICA PLAIN, MA
Registered with this firm since 7/20/2020

Previous Registration(s)
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IA
11/02/2018 - 03/30/2020 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) BOSTON, MA
B
11/02/2018 - 03/30/2020 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) BOSTON, MA
IA
04/21/2011 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
04/21/2011 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
11/01/2013 - 12/28/2015 SIGNATOR FINANCIAL SERVICES, INC. (CRD#:19061) BOSTON, MA
IA
02/17/2010 - 04/13/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
B
10/23/2009 - 04/13/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
B
09/28/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WALTHAM, MA
B
04/22/2004 - 09/05/2006 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) NEEDHAM, MA
B
02/13/2001 - 01/24/2003 SUN LIFE OF CANADA (U.S.) DISTRIBUTORS, INC. (CRD#:5496) WELLESLEY HILLS, MA
B
02/04/1999 - 09/12/2000 MANEQUITY, INC. (CRD#:5249) BOSTON, MA
B
05/14/1998 - 03/30/1999 MANUFACTURERS SECURITIES SERVICES, LLC (CRD#:16009) BOSTON, MA
B
05/10/1989 - 09/23/1992 PIONEER FUNDS DISTRIBUTOR, INC. (CRD#:24497) BOSTON, MA
B
03/09/1989 - 05/10/1989 THE PIONEER GROUP, INC. (CRD#:1932)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.