Individual Firm
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SHOU-CHAN LEE
SHOU CHAN LEE, SHOUCHAN LEE, TONY LEE
CRD#: 1824694
IA
B
MORGAN STANLEYCRD#: 149777 2775 Sand Hill Road
Suite 120
Menlo Park, CA 94025
Suite 120
Menlo Park, CA 94025
0
Disclosures
36
Years of Experience
View By:
State Registrations
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Arizona 6/1/2009
B
New Hampshire 6/1/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
IA
California 6/1/2009
B
New York 6/1/2009
B
Colorado 6/1/2009
B
North Carolina 4/16/2024
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oregon 6/1/2009
B
Hawaii 5/23/2022
B
Pennsylvania 8/5/2016
B
Illinois 6/1/2009
B
Puerto Rico 6/14/2022
B
Indiana 10/20/2011
B
South Carolina 2/22/2017
B
Iowa 2/22/2017
B
Tennessee 10/28/2021
B
Maryland 6/1/2009
B
Texas 6/1/2009
B
Massachusetts 6/1/2009
IA
Texas 3/11/2020
B
Michigan 6/1/2009
B
Virginia 6/1/2009
B
Minnesota 4/16/2024
B
Washington 6/1/2009
B
Nevada 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/06/1999 - 06/01/2009 | MENLO PARK, CA | |
B | 11/22/1999 - 06/01/2009 | MENLO PARK, CA | |
B | 05/25/1988 - 11/30/1999 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.