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Detailed Report
RICHARD PATRICK HAMMOND
CRD#: 1824076
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 950 W Bannock St
Suite 700
Boise, ID 83702
Registration History
199019952000200520102015202020252 FIRMS1988 - 1989 (<1 year)2 FIRMS2019 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1994 - 2019 (25 years)BMURPHEY FAVRE, INC. (CRD# 599)1989 - 1994 (5 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1995 - 2019 (23 years)
License(s)

State Registrations

B
Arizona 5/23/2019
B
Missouri 5/23/2019
B
California 5/23/2019
B
Montana 5/23/2019
B
Colorado 5/23/2019
B
New York 8/2/2022
B
Georgia 5/23/2019
B
Oregon 5/23/2019
B
Idaho 5/23/2019
B
Pennsylvania 1/6/2021
IA
Idaho 5/23/2019
IA
Texas 8/4/2020
B
Illinois 1/6/2021
B
Texas 1/21/2021
B
Indiana 5/23/2019
B
Utah 5/23/2019
B
Iowa 1/17/2024
B
Washington 5/23/2019
B
Massachusetts 2/1/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
950 W Bannock St Suite 700, Boise, ID 83702
Boise, ID
Registered with this firm since 5/23/2019
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
950 W Bannock St Suite 700, Boise, ID 83702
Boise, ID
Registered with this firm since 5/23/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/09/1995 - 06/12/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOISE, ID
B
 05/31/1994 - 06/12/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) BOISE, ID
B
 03/07/1989 - 06/03/1994 MURPHEY FAVRE, INC. (CRD#:599) IRVINE, CA
B
 12/14/1988 - 04/12/1989 BENEFITSCORP EQUITIES, INC. (CRD#:13109)
B
 08/25/1988 - 01/02/1989 THE STUART-JAMES COMPANY, INCORPORATED (CRD#:11691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.